Welcome to Compliance 1st

Compliance 1st (C1st) is an electronic compliance surveillance system designed for broker-dealers, clearing firms, and investment advisors. C1st automates the manual, paper based process of identifying compliance issues, allowing compliance and supervisory personnel the time to do what they do best, resolve problems. This gives the firm a uniform, consistent compliance process and allows the CCO and CEO peace of mind knowing every ticket, every trade, every money movement has been reviewed every day.

C1st's products create and enforce a culture of regulatory compliance enterprise wide, making the process dependable and accountable while minimizing risk exposure. C1st streamlines work flow and offers significant cost benefits.

Distributed by 1st BridgeHouse Compliance Systems, LLC

"Delivering world class solutions to the full spectrum of financial services companies in the United States."